1+ months

Senior Accounting Associate - Advisory & Brokerage Controllers

Capital One
New Orleans, LA 70131
Locations: Sales - LA - New Orleans, United States of America, New Orleans, Louisiana


Senior Accounting Associate - Advisory & Brokerage Controllers


This role will assume the ownership of accounting and data management for Investment Banking transactions for Capital One Securities. Candidates should have the ability to manage priorities and meet deadlines in a fast-paced environment. Candidates must be able to develop strong relationships with key business partners. Additionally, this role will assist in transitioning to an automated accounting and reporting platform. Candidates should possess the ability to identify technology options and drive implementation of automation solutions.


**Key Responsibilities:**


+ Obtain Series 99 & Series 27 Licenses

+ Record journal entries and prepare monthly reconciliations.

+ Perform month-end close and financial reporting processes timely and accurately

+ Review month end trial balances and affiliate balances to ensure reporting accuracy

+ Perform Investment Banking revenue accruals, compensation accruals and adjustments

+ Assist in coordination of resources and implementation of financial reporting for new Investment Banking sectors and products

+ Prepare/review schedules supporting SEC/FINRA/Regulatory Reporting as well as other ad hoc reporting requests

+ Assist with preparing monthly FINRA FOCUS and quarterly Supplemental Statement of Income (SSOI) reports

+ Prepare quarterly FR Y-15, Banking Organization Systemic Risk Report, on behalf of business

+ Prepare and assist with response to audit requests from various regulators and auditors, including the SEC, FINRA, State of Louisiana, internal audit, and external audit

+ Prepare additional regulatory reporting as requested

+ Manage relationships with Finance and key business partners.

+ Coordinate with Accounting Policy associates to ensure proper accounting standards are met

+ Assist with revenue variance analysis and reporting for month end close

+ Assist with preparation of incentives reporting

+ Complete ad hoc financial reporting to internal stakeholders

+ Prepare monthly revenue reporting and analysis across verticals for Investment Banking teams

+ Act as primary point of contact for external syndicate members for settlement and underwriting related requests on Investment Banking transactions

+ Actively engage in and drive results for internal projects and initiatives

+ Assist in implementing infrastructure for new products from a financial reporting and operational perspective


**Basic Qualifications:**


+ Bachelors Degree in Finance or Accounting


**Preferred Qualifications:**


+ Masters Degree in Accounting or Finance

+ Experience with Data Visualization (Python or other)

+ Hold FINRA Series 7, 10, 24, 27, or 79 License or any combination


**At this time, Capital One will not sponsor a new applicant for employment authorization for this position.**
Posted: 2021-06-07 Expires: 2021-08-07

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Senior Accounting Associate - Advisory & Brokerage Controllers

Capital One
New Orleans, LA 70131

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